Search for: "Waterford Investor Services, Inc."
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18 Apr 2011, 10:30 am
(f/k/a Waterford Investor Services, Inc.), Advent Securities, Inc., and CBS Advisors, LLC, along with their registered representatives for their role in the fraudulent scheme. [read post]
4 Jan 2011, 7:32 am
$550,000 $401,850 Waterford Investor Services Inc [read post]
6 Nov 2023, 11:00 am
According to this FINRA BrokerCheck report, Jason Jodway was affiliated with the following firms during his career, among others: 11/08/2019 – 12/13/2019, ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272), WATERFORD, MI, B, 09/14/2016 – 12/01/2017, SECURIAN FINANCIAL SERVICES, INC. [read post]
29 Jun 2010, 1:47 pm
LLC $11,600,000 - Jesup andamp; Lamont Securities Corp. $100,000 $13,500 Kaiser andamp; Co. $100,000 $160,650 Lighthouse Capital Corp. $250,000 $33,750 Main Street Securities LLC $205,000 $45,450 Matheson Securities LLC $100,000 $37,800 Milkie Ferguson Investments Inc. $4,145,000 $480,350 Morrow Wealth Management $30,000 - National Securities Corp. $3,665,000 $437,250 Newbridge Securities Corp. $25,000 $15,750 NEXT Financial Group Inc. $33,485,000 $3,190,200 … [read post]
5 Nov 2015, 10:55 am
June 2019 is the projected in-service date. [read post]
